-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LW5ir9HGxYZ0R8cy4ijOE8BtzE9ZIfjAK5wUnQldtv9rAVw6ejvH8FNCUPXvYzKH SRSvYcMUMZF7NZGgnqFE7g== 0001125282-06-005903.txt : 20060922 0001125282-06-005903.hdr.sgml : 20060922 20060922165420 ACCESSION NUMBER: 0001125282-06-005903 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20060922 DATE AS OF CHANGE: 20060922 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PEP BOYS MANNY MOE & JACK CENTRAL INDEX KEY: 0000077449 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 230962915 STATE OF INCORPORATION: PA FISCAL YEAR END: 0201 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-18769 FILM NUMBER: 061104842 BUSINESS ADDRESS: STREET 1: 3111 W ALLEGHENY AVE CITY: PHILADELPHIA STATE: PA ZIP: 19132 BUSINESS PHONE: 2152299000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BARINGTON COMPANIES EQUITY PARTNERS L P CENTRAL INDEX KEY: 0001107149 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 888 7TH AVE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129745700 SC 13D/A 1 b414996_sch13d-a.htm SCHEDULE 13D/A Prepared and filed by St Ives Financial


UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

(Rule 13d-101)

Amendment No. 10

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)

The Pep Boys – Manny, Moe & Jack

(Name of Issuer)

Common Stock, par value $1.00 per share

(Title of Class of Securities)

713278109

(CUSIP Number)

Mr. James A. Mitarotonda

c/o Barington Companies Equity Partners, L.P.

888 Seventh Avenue, 17th Floor

New York, NY 10019

(212) 974-5700

(Name, Address and Telephone Number of

Person Authorized to Receive Notices

and Communications)

September 22, 2006

(Date of Event which Requires Filing

of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f), or 13d-1(g), check the following box: .


 

 


This Amendment No. 10 amends and supplements the Schedule 13D filed with the Securities and Exchange Commission (the “SEC”) on November 21, 2005, as amended by Amendment No. 1 filed on December 9, 2005, Amendment No. 2 filed on December 22, 2005, Amendment No. 3 filed on February 15, 2006, Amendment No. 4 filed on March 28, 2006, Amendment No. 5 filed on May 22, 2006, Amendment No. 6 filed on May 24, 2006, Amendment No. 7 filed on July 13, 2006, Amendment No. 8 filed on August 3, 2006, and Amendment No. 9 filed on September 6, 2006 (together, the “Statement”), by and on behalf of Barington Companies Equity Partners, L.P. (“Barington”) and others with respect to the common stock, par value $1.00 per share (the “Common Stock”), of The Pep Boys-Manny, Moe & Jack, a Pennsylvania corporation (the “Company”). The principal executive offices of the Company are located at 3111 West Allegheny Avenue, Philadelphia, Pennsylvania 19132.

Item 4.                Purpose of Transaction.

Item 4 of the Statement is hereby amended and supplemented as follows:

The Reporting Entities intend to vote in favor of all of the Company’s nominees for election as directors at the Company’s 2006 annual meeting of shareholders (Item 1 to be voted on at the 2006 annual meeting) in accordance with the Agreement the Reporting Entities entered into with the Company dated as of August 2, 2006. The Reporting Entities also intend to vote in favor of the approval of the appointment of the Company’s independent registered public accounting firm (Item 2 to be voted on at the 2006 annual meeting) and in favor of the shareholder proposal regarding the Company’s Shareholder Rights Plan (Item 3 to be voted on at the 2006 annual meeting). The Company’s 2006 annual meeting of shareholders is scheduled to be held on October 19, 2006.

  


SIGNATURES

After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this Statement is true, complete and correct.

Dated: September 22, 2006

 

 

 

BARINGTON COMPANIES EQUITY PARTNERS, L.P.

 

 

By: 

Barington Companies Investors, LLC, its general partner

 

 

By: 

/s/ James A. Mitarotonda

 

 

 


 

 

Name: 

James A. Mitarotonda

 

 

Title: 

Managing Member

 

 

 

BARINGTON INVESTMENTS, L.P.

 

 

By: 

Barington Companies Advisors, LLC, its general partner

 

 

By: 

/s/ James A. Mitarotonda

 

 

 


 

 

Name: 

James A. Mitarotonda

 

 

Title: 

Managing Member

 

 

 

BARINGTON COMPANIES ADVISORS, LLC

 

 

By: 

/s/ James A. Mitarotonda

 

 

 


 

 

Name: 

James A. Mitarotonda

 

 

Title: 

Managing Member

 

 

 

BARINGTON COMPANIES INVESTORS, LLC

 

 

By: 

/s/ James A. Mitarotonda

 

 

 


 

 

Name: 

James A. Mitarotonda

 

 

Title: 

Managing Member

 

 

 

BARINGTON COMPANIES OFFSHORE FUND, LTD.

 

 

By: 

/s/ James A. Mitarotonda

 

 

 


 

 

Name: 

James A. Mitarotonda

 

 

Title: 

President

 


 

 

BARINGTON OFFSHORE ADVISORS, LLC

 

 

By: 

/s/ James A. Mitarotonda

 

 

 


 

 

Name: 

James A. Mitarotonda

 

 

Title: 

Authorized Signatory

 

 

 

BARINGTON CAPITAL GROUP, L.P.

 

 

By: 

LNA Capital Corp., its general partner

 

 

By: 

/s/ James A. Mitarotonda

 

 

 


 

 

Name: 

James A. Mitarotonda

 

 

Title: 

President and CEO

 

 

 

LNA CAPITAL CORP.

 

 

By: 

/s/ James A. Mitarotonda

 

 

 


 

 

Name: 

James A. Mitarotonda

 

 

Title: 

President and CEO

 

 

 

/s/ James A. Mitarotonda

 

 


 

 

James A. Mitarotonda

 

 

 

PARCHE, LLC

 

 

By: 

Admiral Advisors, LLC, its managing member

 

 

By: 

/s/ Jeffrey M. Solomon

 

 

 


 

 

Name: 

Jeffrey M. Solomon

 

 

Title: 

Authorized Signatory

 

 

 

STARBOARD VALUE AND OPPORTUNITY MASTER FUND LTD.

 

 

By: 

/s/ Jeffrey M. Solomon

 

 

 


 

 

Name: 

Jeffrey M. Solomon

 

 

Title: 

Authorized Signatory

 

 

 

RCG CARPATHIA MASTER FUND, LTD.

 

 

By: 

/s/ Jeffrey M. Solomon

 

 

 


 

 

Name: 

Jeffrey M. Solomon

 

 

Title: 

Authorized Signatory

 


 

 

RCG AMBROSE MASTER FUND, LTD.

 

 

By: 

Ramius Capital Group, L.L.C.,
its Investment Manager

 

 

By: 

C4S & Co., L.L.C.,
its Managing Member

 

 

By: 

/s/ Jeffrey M. Solomon

 

 

 


 

 

Name: 

Jeffrey M. Solomon

 

 

Title: 

Managing Member

 

 

 

RCG HALIFAX FUND, LTD.

 

 

By: 

Ramius Capital Group, L.L.C.,
its Investment Manager

 

 

By: 

C4S & Co., L.L.C.,
its Managing Member

 

 

By: 

/s/ Jeffrey M. Solomon

 

 

 


 

 

Name: 

Jeffrey M. Solomon

 

 

Title: 

Managing Member

     

 

 

RAMIUS MASTER FUND, LTD

 

 

By: 

Ramius Advisors, LLC
its Investment Manager

 

 

By: 

Ramius Capital Group, L.L.C.
its sole member

 

 

By: 

/s/ Jeffrey M. Solomon

 

 

 


 

 

Name: 

Jeffrey M. Solomon

 

 

Title: 

Managing Member

 

 

 

RAMIUS FUND III, LTD

 

 

By: 

Ramius Advisors, LLC
its Investment Manager

 

 

By: 

Ramius Capital Group, L.L.C.
its sole member

 

 

By: 

/s/ Jeffrey M. Solomon

 

 

 


 

 

Name: 

Jeffrey M. Solomon

 

 

Title: 

Managing Member

 


 

 

RAMIUS ADVISORS, LLC

 

 

By: 

Ramius Capital Group, L.L.C.
its sole member

 

 

By

/s/ Jeffrey M. Solomon

 

 

 


 

 

Name: 

Jeffrey M. Solomon

 

 

Title: 

Authorized Signatory

 

 

 

ADMIRAL ADVISORS, LLC

 

 

By: 

Ramius Capital Group, L.L.C., its sole member

 

 

By

/s/ Jeffrey M. Solomon

 

 

 


 

 

Name: 

Jeffrey M. Solomon

 

 

Title: 

Authorized Signatory

 

 

 

RAMIUS CAPITAL GROUP, L.L.C.

 

 

By: 

C4S & Co., L.L.C., its Managing Member

 

 

By

/s/ Jeffrey M. Solomon

 

 

 


 

 

Name: 

Jeffrey M. Solomon

 

 

Title: 

Managing Member

 

 

 

C4S & CO., L.L.C.

 

 

By

/s/ Jeffrey M. Solomon

 

 

 


 

 

Name: 

Jeffrey M. Solomon

 

 

Title: 

Managing Member

 

 

 

/s/ Jeffrey M. Solomon

 

 


 

 

Jeffrey M. Solomon, individually and as attorney-in-fact for Peter A. Cohen, Morgan B. Stark, and Thomas W. Strauss

 

 

 

RJG CAPITAL PARTNERS, L.P.

 

 

 

 

 

By: 

RJG Capital Management, LLC, its general partner

 

 

By

/s/ Ronald J. Gross

 

 

 


 

 

Name: 

Ronald J. Gross

 

 

Title: 

Managing Member

 


 

 

RJG CAPITAL MANAGEMENT, LLC

 

 

By

/s/ Ronald J. Gross

 

 

 


 

 

Name: 

Ronald J. Gross

 

 

Title: 

Managing Member

 

 

 

/s/ Ronald J. Gross

 

 


 

 

Ronald J. Gross

 

 

 

D.B. ZWIRN SPECIAL OPPORTUNITIES FUND, L.P.

 

 

By: D.B. ZWIRN PARTNERS, LLC, its general partner

 

 

By: ZWIRN HOLDINGS, LLC, its managing member

 

 

By: 

/s/ Daniel B. Zwirn

 

 

 


 

 

Name: 

Daniel B. Zwirn

 

 

Title: 

Managing Member

 

 

 

D.B. ZWIRN SPECIAL OPPORTUNITIES FUND (TE), L.P.

 

 

By: D.B. ZWIRN PARTNERS, LLC, its general partner

 

 

By: ZWIRN HOLDINGS, LLC, its managing member

 

 

By: 

/s/ Daniel B. Zwirn

 

 

 


 

 

Name: 

Daniel B. Zwirn

 

 

Title: 

Managing Member

 

 

 

D.B. ZWIRN SPECIAL OPPORTUNITIES FUND, LTD.

 

 

By: D.B. Zwirn & Co., L.P., its manager

 

 

By: DBZ GP, LLC, its general partner

 

 

By: Zwirn Holdings, LLC, its managing member

 

 

By: 

/s/ Daniel B. Zwirn

 

 

 


 

 

Name: 

Daniel B. Zwirn

 

 

Title: 

Managing Member

 

 


 

 

HCM/Z SPECIAL OPPORTUNITIES LLC

 

 

By: D.B. Zwirn & Co., L.P., its manager

 

 

By: DBZ GP, LLC, its general partner

 

 

By: Zwirn Holdings, LLC, its managing member

 

 

By: 

/s/ Daniel B. Zwirn

 

 

 


 

 

Name: 

Daniel B. Zwirn

 

 

Title: 

Managing Member

 

 

 

D.B. ZWIRN & CO., L.P.

 

 

By: DBZ GP, LLC, its general partner

 

 

By: Zwirn Holdings, LLC, its managing member

 

 

By: 

/s/ Daniel B. Zwirn

 

 

 


 

 

Name: 

Daniel B. Zwirn

 

 

Title: 

Managing Member

 

 

 

DBZ GP, LLC

 

 

By: Zwirn Holdings, LLC, its managing member

 

 

By: 

/s/ Daniel B. Zwirn

 

 

 


 

 

Name: 

Daniel B. Zwirn

 

 

Title: 

Managing Member

 

 

 

ZWIRN HOLDINGS, LLC

 

 

By

/s/ Daniel B. Zwirn

 

 

 


 

 

Name: 

Daniel B. Zwirn

 

 

Title: 

Managing Member

 

 

 

/s/ Daniel B. Zwirn

 

 


 

 

Daniel B. Zwirn

 


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